Personal Finance Series · June 2026

Mutual Funds, SIFs &
Portfolio Management Services

Three investment avenues — decoded for the modern Indian investor

Updated: June 2026 Regulated by SEBI India Focus
"In April 2025, SEBI reshaped India's investment landscape by introducing the Specialised Investment Fund (SIF) — finally bridging the long-standing gap between the humble ₹500 Mutual Fund and the exclusive ₹50 lakh PMS. Today, every investor has a structured home."
Section 01

What Are These Three Instruments?

For decades, Indian investors had just two clearly defined options: Mutual Funds — democratic, affordable, and accessible to all — and Portfolio Management Services (PMS) — bespoke, powerful, but gated behind a hefty ₹50 lakh minimum. In April 2025, SEBI introduced a third option: the Specialised Investment Fund (SIF), designed to fill the space in between.

🏦

Mutual Fund (MF)

Min. ₹500 – ₹5,000

A pooled investment vehicle regulated by SEBI. Millions of investors pool their money; a professional fund manager invests it in stocks, bonds, or both. Best for the retail investor.

🔷

Specialised Investment Fund (SIF)

Min. ₹10 Lakh

Launched April 2025 by SEBI. A new, regulated pooled vehicle that allows complex strategies — long-short, derivatives, thematic — unavailable in ordinary mutual funds.

💼

Portfolio Management Service (PMS)

Min. ₹50 Lakh

A personalised, individually-managed portfolio held directly in the investor's own demat account. Custom-crafted for High Net Worth Individuals (HNIs) with active, bespoke management.

Section 02

The Numbers — How Big Are These Markets?

As of early 2026, these three categories collectively manage an enormous pool of Indian savings:

Mutual Funds AUM ₹83.43 Lakh Cr As of Feb 2026 — AMFI
PMS AUM ₹41.56 Lakh Cr As of Jan 2026 — SEBI
SIF AUM Growing Launched Apr 2025 — SEBI
Section 03

Side-by-Side Comparison

Feature Mutual Fund (MF) SIF PMS
Regulator SEBI SEBI (Apr 2025) SEBI
Min. Investment ₹500 – ₹5,000 ₹10 Lakh ₹50 Lakh
Structure Pooled fund; units allotted Pooled fund; strategy-focused Individual portfolio in own demat
Ownership Units of a fund Units of a strategy Direct shares/bonds in your name
Investment Strategies Long-only; limited derivatives Long-short, derivatives, thematic Fully customised; any strategy
Short Selling Not permitted Up to 25% unhedged shorts Permitted (strategy-dependent)
Liquidity High — daily NAV, easy redemption Moderate — restricted exits Moderate — depends on holdings
Customisation None — fixed scheme Pre-defined strategy options Fully personalised
Transparency Daily NAV; monthly portfolio Regular SEBI disclosures Detailed periodic reports
Management Fees 0.5% – 2.5% p.a. (TER) Similar to MF structure 2–3% + performance fees
Risk Level Low to High (by scheme type) Moderate to High Moderate to Very High
Tax Treatment MF capital gains tax rules MF-like tax benefits Direct investment capital gains tax
Ideal For All retail investors Affluent / semi-HNI investors HNIs seeking bespoke management
Section 04

Key Differences — Explained Simply

🎯 The Big Gap SIF Fills

Between a ₹500 Mutual Fund and a ₹50 lakh PMS, millions of investors were underserved. SEBI's SIF, launched April 1, 2025, fits right in the middle — requiring just ₹10 lakh, offering MF-style pooling but with PMS-like strategic flexibility.

📊 Strategy — The Core Difference

A regular Mutual Fund manager can only buy stocks (long-only). An SIF manager can also short stocks — potentially profiting even when markets fall — using up to 25% unhedged short positions via derivatives. A PMS manager can do virtually anything, tailor-made for you.

👤 Ownership Structure Matters

In an MF or SIF, you own units of a pooled fund — like owning a slice of a large pie. In a PMS, you own the actual shares directly in your own demat account — you can see exactly which stocks are held in your name. This makes PMS more transparent but also more complex from a tax perspective.

💰 Cost Considerations

Mutual Funds are the most cost-efficient, with SEBI-capped Total Expense Ratios (TER). SIFs follow a similar fee structure. PMS tends to be the most expensive — charging 2–3% annual management fees, plus performance-linked fees — which can significantly reduce net returns over time.

🚪 Liquidity — The Exit Factor

Mutual Funds offer the best liquidity — you can generally redeem any time at the current NAV. SIFs have restricted exits and are suited for patient, longer-horizon investors. PMS liquidity depends on the underlying holdings and the portfolio manager's strategy.

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Section 05

Who Should Choose What?

🧑‍💼

Salaried / Retail Investor

Go with Mutual Funds. SIPs from ₹500/month, diversification, daily liquidity. Perfect for wealth accumulation over years.

📈

Affluent Investor (₹10L+)

SIF is ideal — access complex strategies, long-short exposure, and niche themes without crossing into PMS territory.

🏆

High Net Worth Individual (₹50L+)

PMS offers full personalisation. Your portfolio, your goals, your risk — actively managed just for you.

Section 06

Notable SIFs & PMS — Some Names Worth Knowing

Since SIFs are newly launched (April 2025) and PMS options run into hundreds, the examples below are purely indicative — drawn from well-known, SEBI-registered fund houses with established track records. These are not recommendations.

🔷 Noteworthy SIF Schemes (Launched 2025–26)

SIF
SBI Mutual Fund
SBI Magnum SIF — Hybrid Long-Short Fund
Launched October 2025. Invests across equity, debt, derivatives, and REITs/InvITs. Designed to deliver risk-adjusted returns across market cycles. One of the more conservative hybrid SIFs, suited for investors seeking stability within the SIF framework.
SIF
Quant Mutual Fund
Quant Equity Long-Short Fund
Launched September 2025. A high-conviction, active strategy targeting mid- and small-cap opportunities outside the top 100 companies, with short positions to manage downside. Higher beta — suitable for risk-tolerant investors with a long horizon.
SIF
Edelweiss Mutual Fund
Altiva Hybrid Long-Short Fund
A multi-asset SIF benchmarked against the NIFTY 50 Hybrid Composite Debt 50:50 Index. Known for comparatively lower volatility versus peers. Spreads across equity, debt, arbitrage, and special situations — making it a balanced choice for first-time SIF investors.
SIF
Quant Mutual Fund
Quant Equity Ex-Top 100 Long-Short Fund
Focuses exclusively on companies outside the Nifty 100 universe — tapping into smaller, high-growth businesses. Uses long-short equity strategy for risk control. Higher return potential but demands patience and risk appetite.

💡 As of early 2026, the SIF category has grown from ~₹2,010 crore in October 2025 to nearly ₹9,711 crore by February 2026 — reflecting rapid early adoption. Hybrid long-short strategies account for over 76% of total SIF assets.

💼 Reputed PMS Providers (Established Track Records)

PMS
ASK Investment Managers
ASK India Select Portfolio
One of India's most respected PMS providers. Known for disciplined quality-growth investing, focused on companies with strong fundamentals and long-term compounding. Consistent track record spanning multiple market cycles.
PMS
Marcellus Investment Managers
Consistent Compounders Portfolio
Founded by Saurabh Mukherjea, Marcellus focuses on businesses with high ROCE, clean balance sheets, and consistent earnings growth. Known for delivering 18–20% CAGR, and popular with HNIs seeking quality-oriented long-term wealth creation.
PMS
Motilal Oswal Asset Management
Mid to Mega PMS
Backed by deep equity research, Motilal Oswal's PMS invests in high-growth mid-cap and large-cap businesses. Well-known for concentrated, conviction-based stock selection and active portfolio management.
PMS
Carnelian Asset Management
Shift Strategy PMS
Founded by Vikas Khemani, this multicap strategy targets niche manufacturing businesses gaining from global supply diversification and policy tailwinds. A research-driven approach with a focus on India's structural growth themes.
PMS
Abakkus Asset Manager
Emerging Opportunities Portfolio
Founded by industry veteran Sunil Singhania, known for piercing market insights and disciplined investing. Strong long-term returns with concentrated equity strategies, particularly in mid and small-cap segments.
PMS
ICICI Prudential PMS
PIPE Strategy & Contra PMS
A trusted institution-backed PMS offering multiple strategies — from contrarian value investing (Contra) to identifying undervalued mid and small-cap companies (PIPE). Regulated, transparent, and backed by one of India's leading financial groups.
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Section 07

The Banker's Verdict — In Plain Words

Think of it this way: if investing were clothing, Mutual Funds are ready-to-wear — affordable, convenient, and good for almost everyone. SIFs are made-to-measure from a designer rack — better fit, more options, and for those who can afford it. PMS is a fully bespoke Savile Row suit — crafted to your exact measurements, but you pay a premium for that privilege.

As a retired banker who has seen market cycles over three decades, my sincere advice: start with Mutual Funds, grow into SIFs if you have surplus capital and appetite for complexity, and consider PMS only when you have significant wealth and a trusted, verified portfolio manager.

The names mentioned above — SBI, Quant, Edelweiss among SIFs; ASK, Marcellus, Motilal Oswal, Carnelian, Abakkus, ICICI Prudential among PMS — are all SEBI-registered and have demonstrated credibility in the marketplace. But remember, no name guarantees returns. Markets are humbling. Due diligence, patience, and discipline are the real wealth creators.

All three are SEBI-regulated. All three have a role. The question is simply: where are you on your wealth journey today?

⚠ Standard Disclaimer

This blog post is intended purely for educational and informational purposes only. It does not constitute financial advice, investment recommendation, or solicitation to buy or sell any securities or investment products. The information presented herein is based on publicly available data and the author's personal understanding and experience as a retired banker.

Regarding Examples Cited: All fund names, SIF schemes, and PMS providers mentioned in this blog are purely indicative and illustrative in nature. They have been included solely to help readers understand the landscape and should under no circumstances be construed as a recommendation, endorsement, or advice to invest in any specific fund, scheme, or portfolio management service. The mention of any fund house or portfolio manager does not imply superior performance or suitability for any individual investor.

Individual investors are strongly urged to: (a) conduct their own independent due diligence; (b) carefully read all scheme information documents (SID), Key Information Memorandums (KIM), and disclosure documents; (c) assess their own risk appetite, investment horizon, and financial goals; and (d) consult a SEBI-registered investment advisor or financial planner before making any investment decision.

All investments in Mutual Funds, SIFs, and Portfolio Management Services are subject to market risks. Past performance of any investment product is not indicative of future returns. Returns mentioned, if any, are historical and may not be sustained. The author is not a registered investment advisor and bears no liability or responsibility whatsoever for any financial decisions made based on the content of this blog.

SEBI registration details of fund houses and portfolio managers may be verified independently at www.sebi.gov.in and www.amfiindia.com. Data cited pertains to publicly available figures as of June 2026.